VP, SEC/FINRA Regulatory Controls & Operations Job at Santander Consumer USA Inc., Miami, FL

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  • Santander Consumer USA Inc.
  • Miami, FL

Job Description

A leading financial services company is seeking a Regulatory Controls & Operational Oversight specialist in Miami, FL. This role involves managing SEC/FINRA regulatory compliance and operational risk, ensuring performance metrics adherence, and collaborating with various teams. Candidates should have a Bachelor's degree and 5-10 years of experience in a Broker Dealer environment. The position allows hybrid work with 3 days in the office. #J-18808-Ljbffr

Job Tags

Full time, Work at office,

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